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Current Employers
Woodstock Wealth Management, Inc.

250 River Park North Drive, Woodstock, GA 30188 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
NC RA APPROVED 2018-09-24
FL RA APPROVED 2018-09-07
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • NC RA
    APPROVED
    Since 2018-09-24
  • FL RA
    APPROVED
    Since 2018-09-07

Branch Locations

250 River Park North Drive, Woodstock, GA 30188 • United States

4025 Faraday Way, Palm Beach Gardens, FL 33418 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodstock Financial Group, Inc. Palm Beach Gardens FL 11/1999 12/2019
Woodstock Wealth Management, Inc. Palm Beach Gardens FL 06/2018 Present
Previous Registrations
  • 2008-08-21 → 2018-11-09
    Woodstock Financial Group, Inc.
    Palm Beach Gardens, FL
    Deerfield Beach, FL
Other Businesses

1.Winston Cooper, Inc.; Investment Related; Palm Beach Gardens, FL 33418; Non-Securities related insurance agency; President, CEO; started 05/25/2004; devotes approximately 2 hours a month which are not during trading hours; duties include President and CEO of Winston Cooper, Inc. - Insurance Agency writing non-securities related insurance. 2.Richard Jankus, personally; non-investment related; Palm Beach Gardens, FL 33418; Entertainment Management for daughters and myself; Manager; started 03/19/2012; devotes approximately 5 hours a month which 2 may be during trading hours; duties include going to casting calls and bookings for print and television commercials and acting. 3.Douglas Elliman Real Estate; non-investment related; 444 East Palmetto Park Road, Boca Raton, FL 33432; Buying and Selling Real Estate for the public; Realtor Associate; started 11/07/2016; devotes approximately 1 hours a month which 0 may be during trading hours; duties include buying and selling real estate for the public. 4. Xcel Mentoring Network, Inc.; 700 S Rosemary Square, Suite 204, West Palm Beach, Florida 33401; mentoring group; Secretary; started 1-8-2024; devotes approximately 2 hour a month of which none are during trading hours' duties include keeping corporate book of minutes and other duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-18
S63 Uniform Securities Agent State Law Examination 1994-12-01
  • S65 Uniform Investment Adviser Law Examination
    2008-08-18
  • S63 Uniform Securities Agent State Law Examination
    1994-12-01

View on SEC IAPD

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