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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2019-09-05
NJ RA APPROVED 2010-08-30
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2019-09-05
  • NJ RA
    APPROVED
    Since 2010-08-30

Branch Locations

The Atrium Ste 390 80 E Rt 4, Paramus, NJ 07652-2647 • United States

Nyack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Paramus NJ 06/2010 03/2020
Ameriprise Financial Services, Llc Paramus NJ 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 28 South Mill Street, , Nyack, NY, 10960; Investment-Related; 05/01/2017. Business Ownership; CMA 92 LLC; Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; Entity structure supports operations of the Ameriprise Financial Practice including leadership, payment of payroll and expense and profit distribution to owners.; 80 Route 4 East Suite 390, , Paramus, NJ, 07652; Investment-Related; 12/23/1999; 60 hours per month; 60 during trading hours. Fiduciary Activities. Outside Employment; CMA 92 LLC; Managing Partner - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; ; 80 Route 4 East Suite 390, , Paramus, NJ, 7652; Investment-Related; 04/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-28
  • S66 Uniform Combined State Law Examination
    2010-08-28

View on SEC IAPD

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