Daniel Sean Barrios

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2015 → 12/2021
  Equitable Advisors, Llc
  New York, NY
• 08/2023 → Present
  State Farm Investment Management Corp
  Miami, FL
• 08/2023 → 12/2023
  State Farm Insurance
  Miami, FL
• 08/2023 → Present
  State Farm Vp Management Corp
  Miami, FL
• 03/2022 → 08/2023
  Usi Insurance Services
  Coral Gables, FL
• 12/2021 → 03/2022
  Unemployed
  Coral Gables, FL
• 01/2024 → Present
  Sean Barrios Insurance Company
  Miami, FL

Previous Registrations

• 2019-04-25 → 2022-01-05
  Equitable Advisors, Llc
  Miami, FL

Other Businesses

1) Equine Music Therapy Resource Inc.; non investment related; 12284 SW 82nd Terrace Miami, FL 33183; 501c Non for-profit benefitting children through equine and music therapy; Officer and Vice President; Providing therapy for children with emotional trauma and/or Autistism; 09/01/2023; 4;0;Fundraising / Marketing. 2) Sean Barrios Insurance Company; Investment-related; 703 Waterford Way Miami, FL 33126; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2024; 80; 80; Service customers and supervise employees

Exams

• S66 Uniform Combined State Law Examination
  2019-04-23
• S63 Uniform Securities Agent State Law Examination
  1994-12-20

Other Names

• Sean Barrios