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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-01-05
  • OR RA
    APPROVED
    Since 2024-01-05

Branch Locations

West Linn, OR • United States

5885 Meadows Road Ste 125, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Portland OR 01/2011 11/2016
Wells Fargo Clearing Services, Llc Portland OR 11/2016 01/2024
Wells Fargo Advisors Financial Network, Llc Lake Oswego OR 01/2024 Present
Previous Registrations
  • 2011-01-03 → 2024-01-04
    Molalla, OR
    Vancouver, WA
    Oregon City, OR
    Clackamas, OR
    Milwaukie, OR
    Lake Oswego, OR
  • 2008-09-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Clackamas, OR
    Oregon City, OR
    Portland, OR
  • 2004-09-15 → 2008-10-10
    Phillips & Company
    Portland, OR
    Portland, OR
Other Businesses

STUDIO SEVEN60, NOT INVT RELATED, WEST LINN, OR, 34% OWNERSHIP, START DATE 12/1/2022, 3 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS AND REVIEW ACTIVITES FOR CREATORS AND ARTISTS. BLANCHARD EQUITY SOLUTIONS LLC; INV. RELATED; WEST LINN, OR; 100% OWNERSHIP; LLC FOR FINET PRACTICE; START DATE 7/28/2023; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES: LLC FOR FINET. STUDIO 760, INV RELATED, WEST LIN, OR, 100% OWNERSHIP, START: 1/9/24, 10 HRS PER MONTH, 0 HRS DURING TRADING, HELPING WITH NFT DESIGNS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-13
S63 Uniform Securities Agent State Law Examination 1994-11-02
  • S65 Uniform Investment Adviser Law Examination
    2004-09-13
  • S63 Uniform Securities Agent State Law Examination
    1994-11-02

View on SEC IAPD

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