Charles Elliot Sloane

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → Present
  Rbc Capital Markets, Llc
  Minneapolis, MN
• 06/2016 → 06/2017
  Whitebox Advisors Llc
  Minneapolis, MN

Previous Registrations

• 2013-11-28 → 2016-06-14
  Rbc Capital Markets, Llc
  Minneapolis, MN

Other Businesses

(1) NAME OF ENTITY: Northrup - University of Minnesota ADDRESS: 84 Church Street SE Suite 80 Minneapolis MN 55455 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: 17/06/2025 CAPACITY: Other DUTIES: Through RBC's board matching program, I was matched with serving as a board member of Northup's Advisory Board -- RBC is a corporate sponsor of Northrup. I would be one of many board members. The board membership entails attending board meetings every other month (mostly virtual) and other Northrup events. The board does not oversee the finances or operations of Northrup; from its website: "The Northrop Advisory Board is committed to the growth and awareness of Northrop's mission, vision, and the continued future of presenting world-class dance and music in our community." HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2013-11-27

Other Names

• Chaz Sloane
• Charles Eliot Sloane