James Francis Stevens

Current Employers

Employment History

• 12/2014 → 11/2016
  Wells Fargo Advisors Llc
  New York, NY
• 11/2016 → 03/2022
  Wells Fargo Clearing Services, Llc
  New York, NY
• 03/2022 → Present
  Oppenheimer & Co. Inc
  Stamford, CT

Previous Registrations

• 2014-12-12 → 2022-03-22
  Wells Fargo Clearing Services, Llc
  New York, NY
• 2011-01-07 → 2014-12-19
  Barclays Capital Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

YALE NEW HAVEN CYSTIC FIBROSIS CLINIC - FAMILY ADVISORY BOARD - ADDRESS: 333 CEDAR STREET, NEW HAVEN, CT 06510/HOURS: < 1HR PER MONTH/I SERVE AS A MEMBER (NOT DIRECTOR/BOARD MEMBER) OF THE YNH CYSTIC FIBROSIS-FAMILY ADVISORY BOARD. THIS POSITION IS NOT INVESTMENT RELATED AND I DO NOT PROVIDE ANY INVESTMENT ADVICE TO THE FAMILY ADVISORY BOARD. THE FAMILY ADVISORY BOARD IS A GROUP OF PARENTS THAT HELPS PROVIDE BEST PRACTICE FEEDBACK TO THE CF CLINIC REGARDING PROCESSES, FAMILY PERCEPTIONS, AND FAMILY NEEDS IN AN EFFORT TO MAKE THE CF CLINIC AS EFFICIENT AS POSSIBLE FOR BOTH FAMILIES AND STAFF. THE ADVISORY BOARD ALSO HELPS TO COORDINATE EDUCATION NIGHTS TO HELP PROVIDE THE LATEST MATERIAL AND INFORMATION AVAILBALE TO CF PATIENTS, FAMILIES AND EXTENDED FAMILY MEMBERS.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-06
• S63 Uniform Securities Agent State Law Examination
  1995-02-15