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111 Center Street, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Houston | TX | 09/2004 | Present |
BAUER COLLEGE OF BUSINESS - UNIVERSITY OF HOUSTON, 334 MELCHER HALL, HOUSTON, TX - INVESTMENT RELATED - MBA PROGRAM - INVESTMENT COUNSELOR FOR STUDENT MANAGED FUND - 2 TO 3 HOURS PER MONTH DEVOTED - 0 HOURS DURING SECURITIES TRADING HOURS - 11/2010; LFR ENTERPRISES LLC - 3755 DARCUS ST, HOUSTON TX - HOLDING COMPANY - 1/3 OWNER - 0 HOURS DEVOTED - 0 HOURS DURING TRADING HOURS - 7/2011.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-10-04 |
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