Best Investors
Account
Sign in
Best Investors
Account
Sign in
2930 San Bristo Way, Carlsbad, CA 92009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-04-29 |
Branch Locations
2121 Palomar Airport Road Suite 210, Carlsbad, CA 92011 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James M. O'BRien, Inc. | Carlsbad | CA | 02/2015 | Present |
| Independent Insurance Agent | Carlsbad | CA | 04/1996 | Present |
1. 04/23/14 - REAL ESTATE BROKER/30 HOURS PER MONTH/CARLSBAD CA 2. 01/24/2008 - NON-VARIABLE INSURANCE/OFFER FIXED ANNUITIES & LIFE INSURANCE/25 HOURS PER WEEK/CARLSBAD 3. INDEPENDENT CONTRACTOR FOR AXOS BANK (formerly BANK OF INTERNET FEDERAL BANK) - ASSISTS INDIVIDUALS WITH OPENING ACCOUNTS/LESS THAN 1 HOUR PER MONTH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-06 |
Reach out to this advisor