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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-18 |
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
8300 Norman Center Dr, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | MN | 09/2012 | Present |
| Bank Of America, N.A. | Bloomington | MN | 10/2012 | Present |
I*1515300 For profit or not for profit: Entity For Profit Name of outside business organization: The Natural North. Capturing Life! Investment related: N Address of business: Lakeville, Minnesota, 55044, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2023 Number of hours devoted: 6 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I post pictures and videos as a hobby Photographer of nature, landscape and birds. My responsibilities as a sole proprietor would be posting the pictures as I have for years but I have had some recent inquiries to diversify to more videos and podcasts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-10 |
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