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Tucker Max Smith

Schwab Wealth Advisory, Inc.

Lone Tree, CO

San Francisco, CA

CRD 2533874

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-25
  • CO RA
    APPROVED
    Since 2025-09-25

Branch Locations

Lone Tree, CO • United States

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services Phoenix AZ 05/2008 03/2018
Usaa Financial Advisors, Inc. Phoenix AZ 05/2008 03/2018
Charles Schwab & Co., Inc. Lone Tree CO 04/2018 Present
Schwab Wealth Advisory, Inc. Lone Tree CO 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-05-14
S65 Uniform Investment Adviser Law Examination 1996-02-01
  • S63 Uniform Securities Agent State Law Examination
    2010-05-14
  • S65 Uniform Investment Adviser Law Examination
    1996-02-01
Designations
  • Certified Financial Planner
Other Names
  • Tucker Smith

View on SEC IAPD

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