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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-11
SD RA APPROVED 2010-10-13
  • TX RA
    APPROVED_RES
    Since 2022-01-11
  • SD RA
    APPROVED
    Since 2010-10-13

Branch Locations

304 S Splitrock Blvd Ste 203A, Brandon, SD 57005 • United States

Brandon, SD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sioux Falls SD 06/2010 03/2020
Ameriprise Financial Services, Llc Brandon SD 03/2020 Present
Other Businesses

Business Ownership; Chris Limmer dba Brandon Soccer Academy; Owner, sole proprietor, independent contractor for soccer-related purposes, such as being a soccer coach or soccer referee.; Soccer coach, referee, soccer academy.; 505 N Westview Dr, , Brandon, SD, 57005; Not Investment-Related; 04/01/2001; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Rocky Mountain Elk Foundation - Brandon Chapter; Committee Member - Donations Leader; Brandon, SD, ,; Not Investment-Related; 03/25/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Brandon Valley Area Chamber of Commerce, Member Relations Committee; Chair of the "Member Relations Committee"; PO Box 182, 306B S. Splitrock Blvd, , Brandon, SD, 57005; Not Investment-Related; 06/26/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Brandon Valley Area Chamber of Commerce; Board Member; 306 B South Splitrock Blvd, PO Box 183, , Brandon, SD, 57005; Not Investment-Related; 01/11/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Chris Limmer dba Brandon Soccer Academy; Sole Proprietor, Owner - Owner, sole proprietor, independent contractor for soccer-related activities, such as being a soccer coach or soccer referee.; ; 505 N Westview Dr, , Brandon, SD, 57005; Not Investment-Related; 04/01/2001; 1 to 9 hours per month; 1 to 9 during trading hours / Brandon Valley School District; Boys Soccer Varsity Head Coach - Head Coach, Boys Varsity Soccer. Manage the boy soccer program and JV Coach.; ; 300 S Splitrock Blvd, , Brandon, SD, 57005; Not Investment-Related; 08/03/2020; 10 to 19 hours per month; 1 to 9 during trading hours / Comanche Wilderness Outfitters, LLC; Guide - Hunting guide for clients of CWO, horse wrangler, camp set-up, camp cook, trail work, etc.; Hunting Outfitter.; 1483 Ranch Springs Road, , LaPorte, CO, 80535; Not Investment-Related; 10/12/2012; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Junior Achievement; Classroom Volunteer leading Junior Achievement courses in local school district classrooms.; 1000 N West Ave, Ste 110, , Sioux Falls, SD, 57104; Not Investment-Related; 09/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-24
S63 Uniform Securities Agent State Law Examination 1999-01-22
  • S65 Uniform Investment Adviser Law Examination
    2010-09-24
  • S63 Uniform Securities Agent State Law Examination
    1999-01-22

View on SEC IAPD

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