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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-01
PA RA APPROVED 2021-11-01
  • FL RA
    APPROVED
    Since 2021-11-01
  • PA RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

2401 Smallman Street 2Nd Floor, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Financial Management, Inc. Pittsburgh PA 04/2012 Present
Mid Atlantic Capital Corporation Pittsburgh PA 04/2012 Present
Newedge Advisors, Llc. New Orleans LA 11/2021 Present
  • 04/2012 → Present
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 04/2012 → Present
    Mid Atlantic Capital Corporation
    Pittsburgh, PA
  • 11/2021 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2012-04-02 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
  • 2007-06-20 → 2012-04-04
    Cetera Wealth Services, Llc
    Sewickley, PA
    Pittsburgh, PA
Other Businesses

1) Insurance*No Invest*Pittsburgh, PA* Sale of Fixed Ins (Life Health Disability, Annuities, Long-term care)*Agent*5/2009*Sale of fixed Ins 2) Dominick Financial Group* Yes Invest*Pittsburgh, PA* Financial Planning*Owner/President*2/2019* 160 Per mnth/160 During Trade*Financial Advisor 3)RENTAL PROPERTY~NON INVESTMENT RELATED~SARASOTA, FL 34242~RENTAL PROPERTY~OWNER~APRIL 2021~1HR PER MONTH~0HRS PER MONTH DURING MARKET~RENTAL PROPERTY 4)Dominick Financial Group*No Invest*5770 midnight pass road*Owner*renting a condo. I have a real estate company doing the renting and Maintenace*2/1/23*0 Hrs 5)New Edge Advisors*Yes Invest*Pittsburgh, PA *Registered Investment Advisor*10/1/22*Principal/advisor*Financial Advisor to clients*160 Hour per mnth 6)Pittsburgh Cares*Board Member Pittsburgh Cares*Pittsburgh, PA *non-profit organization*6/1/2018*board member*advise managment*3Hrs per mnth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-15
S65 Uniform Investment Adviser Law Examination 1995-01-17
S63 Uniform Securities Agent State Law Examination 1994-12-08
  • S66 Uniform Combined State Law Examination
    2007-06-15
  • S65 Uniform Investment Adviser Law Examination
    1995-01-17
  • S63 Uniform Securities Agent State Law Examination
    1994-12-08

View on SEC IAPD

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