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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
| TX | RA | APPROVED | 2017-04-26 |
| VA | RA | APPROVED | 2017-04-26 |
Branch Locations
222 Central Park Ave Ste 1920, Virginia Beach, VA 23462-3037 • United States
Virginia Beach, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Norfolk | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norfolk | VA | 11/2016 | 04/2017 |
| Ameriprise Financial Services, Inc. | Virginia Beach | VA | 04/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Virginia Beach | VA | 03/2020 | Present |
Board of Directors; Southeastern Virginia Community Foundation; Board Member; 1435 Crossways Blvd, Suite 300 Chesapeake, VA 23320, ,; ; 01/01/2011; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-08 |
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