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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-09-21 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2017-07-18 |
Branch Locations
250 Delaware Avenue, Buffalo, NY 14202 • United States
Hilton Head, SC • United States
Williamsville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Buffalo | NY | 08/2015 | Present |
Youth Orchestra Foundation of Buffalo, Inc. / 2637 Pleasant Avenue Lakeview,New York 14085 / Foundation/ Other youth orchestra / musical / Member of Board of directors / / fundraising / Start Date 07/01/2013/ End Date 07/01/2018 / 2) NAME OF OTHER BUSINESS: Canisius College / INVESTMENT RELATED?:N / ADDRESS: Canisius CollegeBuffalo / Erie/ NATURE OF THE BUSINESS: Educational Establishment / POSITION:Member of Board of Directors / DUTIES: Chair of the Enrollment Committee / START DATE:8/1/2021 / HOURS DEVOTED TO BUSINESS:NA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 1994-10-17 |
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