Best Investors
Account
Sign in
Best Investors
Account
Sign in
O'sHaughnessy Asset Management, LLC CRD 144594
$19.8B regulatory AUM 1,369 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 First Stamford Place, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2007-11-23 |
Branch Locations
100 First Stamford Place, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| O'SHaughnessy Asset Management, Llc | Stamford | CT | 07/2007 | Present |
| Quasar Distributors, Llc | Milwaukee | WI | 08/2010 | 05/2017 |
REGISTRANT IS ALSO A MEMBER OF THE TEXAS TECH UNIVERSITY INVESTMENT ADVISORY COMMITTEE APPOINTED BY THE CHANCELLOR OF THE UNIVERSITY SYSTEM. THE REGISTRANT IS NOT INVOLVED IN THE DAILY OPERATIONS OF THE UNIVERSITY NOR APPROVAL OF THE UNIVERSITY'S INVESTMENT MANAGER SELECTION DECISIONS AND HE SHOULD NOT DEVOTE ANY HOURS TO THIS BUSINESS DURING NORMAL BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-19 |
Reach out to this advisor