Bernard Suissa

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 06/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2017 → 08/2024
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
• 08/2024 → 08/2026
  Rbc Capital Markets, Llc
  Chevy Chase, MD
• 08/2026 → Present
  Suissa Private Wealth, Llc
  North Bethesda, MD

Previous Registrations

• 2017-06-29 → 2024-09-12
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
  Bethesda, MD
  Columbia, MD
  Bethesda, MD
  Bethesda, MD
  Columbia, MD
  Bethesda, MD
  North Bethesda, MD
• 2009-06-01 → 2017-06-30
  Morgan Stanley
  Los Angeles, CA
• 2007-10-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
• 2000-10-23 → 2007-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

GUEST SUITES LLC, NOT INV RELATED, BEVERLY HILLS, CA, 14.28% OWNERSHIP, START: 1/1/2008, 0 HOURS, NO DUTIES. TIKKUN FOODS, LLC, NOT INVT RELATED, LOS ANGELSA, CA, 50% OWNERSHIP, START DATE 7/10/2019, 3 HRS PER MONTH, 0 HRS DURING TRADING, MANUFACTURE AND PROCESS RECIPES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-09
• S63 Uniform Securities Agent State Law Examination
  1995-03-28