Best Investors Account Sign in
Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2012-12-12
  • VA RA
    APPROVED
    Since 2012-12-12

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Dublin, VA • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interactive Financial Advisors Dublin VA 06/2006 Present
Gwn Securities Inc. Palm Beach Gardens FL 08/2011 Present
Previous Registrations
  • 2006-06-28 → 2012-12-12
    Dublin, VA
  • 2005-01-05 → 2005-02-28
    Pmg Asset Management Inc
    Dublin, VA
  • 2004-01-03 → 2004-12-31
    Pmg Securities Corporation
    Dublin, VA
  • 2001-03-02 → 2003-12-31
    Pmg Asset Management Inc
    Dublin, VA
Other Businesses

VIRGINIA RETIREMENT SPECIALISTS INC NON-INVST RELATED 5409 THORNGSPRING CHURCH RD DUBLIN VA INDEPENDENT CONTRACTOR ONE MEMBER OF A NETWORK STARTED 3/1995 3 HOURS PER WEEK H & H SERVICES, INSURANCE POSITION: owner NATURE: My insurance business is apart from my investment planning services under GWN Securities, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/15/1994 ADDRESS: 5409 Thornspring Church Rd, Dublin VA 24084, United States DESCRIPTION: Contacting potential clients about life and supplemental insurance. H & H SERVICES, RENTALS POSITION: owner NATURE: rentals INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/15/2001 ADDRESS: 5409 Thornspring Church Road, Dublin VA 24084, United States DESCRIPTION: Advertising and taking rentals for vacation property, and for a pasture. H & H LITERARY SERVICES POSITION: Owner NATURE: Books, speaking, website. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/1/2005 ADDRESS: 5409 Thornspring Church Road, Dublin VA 24084, United States DESCRIPTION: Sale of books, speaking fees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-12
S63 Uniform Securities Agent State Law Examination 1996-03-15
  • S65 Uniform Investment Adviser Law Examination
    2000-05-12
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Palm Beach Gardens, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor