Paul Thomas Ferguson

Current Employers

American Independent Securities Group, Llc

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2007-03-23

WA RA
APPROVED

Since 2007-03-23

Branch Locations

144 Railroad Avenue, Suite 308, Edmonds, WA 98020 • United States

664 S Rivershore Lane Suite 150, Eagle, ID 83616 • USA

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Independent Securities Group, Llc	Eagle	ID	03/2007	Present

03/2007 → Present

American Independent Securities Group, Llc

Eagle, ID

Previous Registrations

2005-06-01 → 2007-03-27

Equitable Advisors, Llc

New York, NY

Brier, WA

Bellevue, WA
2003-04-16 → 2005-06-01

Mony Securities Corporation

Bellevue, WA

Other Businesses

(1)LIFEWISE,PREMIERA,BLUE CROSS,GROUP HEALTH - HEALTH INSURANCE SALES/COMMISSION/1HR. MONTHLY (2)FERGUSON INS. - DENTAL (SMART SMILE)/INS. SALES/COMMISSION/1HR. QTR. (3) FERGUSON AND ASSOCIATES. 800 BELLEVUE WAY NE SUITE 400 BELLEVUE, WA 98004. OBA IS FOR MARKETING VIA LIFESTYLE MAGAZINE. NOT INVESTMENT RELATED. OWNER. 40 HRS/MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-12
S63	Uniform Securities Agent State Law Examination	1994-10-20

S65 Uniform Investment Adviser Law Examination

1999-08-12
S63 Uniform Securities Agent State Law Examination

1994-10-20

Designations

View on SEC IAPD