John Lloyd Sauers

Employer firm

Associated Financial Partners, Inc. CRD 174988

$40.8M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
ASSET ALLOCATION, ADVISORY CONSULTING, SOLICITATION ARRANGEMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Associated Financial Partners, Inc.

Loganville, GA • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2015-03-27

GA RA
APPROVED

Since 2015-03-27

Branch Locations

Loganville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsi Management Inc	Atlanta	GA	10/1998	Present
Associated Financial Partners, Inc.	Loganville	GA	02/2015	Present

10/1998 → Present

Hsi Management Inc

Atlanta, GA
02/2015 → Present

Associated Financial Partners, Inc.

Loganville, GA

Previous Registrations

2015-01-07 → 2015-04-10

Kovack Advisors, Inc.

Loganville, GA

Ft. Lauderdale, FL
2008-01-08 → 2014-12-31

Resource Horizons Investment Advisory, Inc.

Loganville, GA
2005-01-10 → 2007-12-31

Resource Horizons Group Llc

Douglasville, GA

Loganville, GA

Marietta, GA

Loganville, GA
2003-04-24 → 2005-01-04

Msi Financial Services, Inc.

Norcross, GA

Other Businesses

1.HSI MGMT INC VP, REAL ESTATE PROPERTY: 2.ASSOCIATED FINANCIAL PARTNERS INC., PRESIDENT, INVESTMENT RELATED, WEALTH MANAGEMENT SERVICES, COMMISSIONS & FEES, SINCE 2005, 240 HR/MTH AND ALL TRADING HOURS. 3.ROTARY CLUB OF LOGANVILLE, CIVIC CLUB, NON-INVESTMENT, CHAIRMAN, NO COMPENSATION, 1 BREAKFAST/WK, NO TRADING HRS, MEMBER SINCE 2002. 4. ONE MAN'S OPINION, NEWSLETTER, 3778 MALACHI WAY, LOGANVILLE GA. AS PUBLISHER AND AUTHOR APPROXIMATELY 8 HOURS IS SPENT MONTHLY WITH THIS NON-INVESTMENT RELATED ACTIVITY. THERE ARE NO TRADING HOURS SPENT. SINCE 2007. 5. SAUERS PAINT & BODY SHOP, LLC, 1825 5TH AVENUE NORTH, ST PETERSBURG, FL, COMMERCIAL RENTAL PROPERTY, MEMBER WITH BORTHER & SISTER, PROFITS SPLIT, INVESTMENT RELATED, HOURS VARY. 6. ASSOCIATED FINANCIAL PARTNERS, INC. - 3778 MALACHI WAY LOGANVILLE, GA 30052; INVESTMENT ADVISOR REPRESENTATIVE; INVESTMENT RELATED; PRESIDENT, CEO, CFO AND SECRETARY; FULFILL ALL OBLIGATIONS AND RESPONSIBILITIES AS SOLE STOCKHOLDER AND IAR TO THE CORPORATE RIA ASSOCIATED FINANCIAL PARTNERS, INC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-12-01
S63	Uniform Securities Agent State Law Examination	1998-11-16

S65 Uniform Investment Adviser Law Examination

2014-12-01
S63 Uniform Securities Agent State Law Examination

1998-11-16

View on SEC IAPD