Best Investors Account Sign in

Tracey Pier Dausin

Citigroup Global Markets Inc.

San Antonio, TX

Fair Oaks Ranch, TX

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2008-02-15
IL RA APPROVED 2007-05-29
TX RA APPROVED 2007-05-29
  • SD RA
    APPROVED
    Since 2008-02-15
  • IL RA
    APPROVED
    Since 2007-05-29
  • TX RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Supervision 100 Citibank Dr, Bldg 2, San Antonio, TX 78245 • United States

Fair Oaks Ranch, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. San Antonio TX 05/2007 Present
Previous Registrations
  • 2003-01-22 → 2007-05-29
    Citicorp Investment Services
    San Antonio, TX
    San Antonio, TX
Other Businesses

RECEIVING INSURANCE RENEWAL COMMISSIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-12
S63 Uniform Securities Agent State Law Examination 1994-09-20
  • S65 Uniform Investment Adviser Law Examination
    1999-03-12
  • S63 Uniform Securities Agent State Law Examination
    1994-09-20
Other Names
  • Tracey Pier

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1900 WEALTH
ROCKEFELLER FINANCIAL LLC
PARK AVENUE SECURITIES LLC
RBC CAPITAL MARKETS, LLC
KESTRA ADVISORY SERVICES, LLC
TITLEIST ASSET MANAGEMENT, LLC
ULRICH INVESTMENT CONSULTANTS

Other Investors

Daniel W Lasater
ABIGAIL CLAUDIO-JACKSON
RYAN MCCLEARY
JASON MATTHEW PORTER
John David Carrillo
Klinton Chi-Chuen Law
Erik Carl Munson
Joshua L Killeen

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

More in San Antonio, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor