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Tom Michael Prybylo

LPl Financial LLC

Glen Ellyn, IL

CRD 2532551

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-10-19
TX RA APPROVED 2018-10-19
  • IL RA
    APPROVED
    Since 2018-10-19
  • TX RA
    APPROVED
    Since 2018-10-19

Branch Locations

Glen Ellyn, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks El Segundo CA 05/2013 10/2018
Lpl Financial Glen Ellyn IL 10/2018 Present
  • 05/2013 → 10/2018
    Cetera Advisor Networks
    El Segundo, CA
  • 10/2018 → Present
    Lpl Financial
    Glen Ellyn, IL
Previous Registrations
  • 2013-05-17 → 2018-10-19
    Cetera Wealth Services, Llc
    Glen Ellyn, IL
    Crystal Lake, IL
  • 2010-02-19 → 2013-05-21
    Crown Capital Securities, L.P.
    Glen Ellyn, IL
    Glen Ellyn, IL
    Swannanoa, NC
Other Businesses

1)10/19/2018 - DBA for LPL Business (entity for LPL business) - INTEGRITY FINANCIAL MANAGEMENT, INC - 100% - INVESTMENT RELATED - GLEN ELLYN, IL 60137 2)10/19/2018 - Non-Variable Insurance - TOM PRYBYLO - 10% - INVESTMENT RELATED - GLEN ELLYN, IL 60137 3)02/05/2024 - Exemplar Financial Network - Inv Related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/1/2010 - 8 Hrs/mo During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-18
S63 Uniform Securities Agent State Law Examination 1994-09-09
  • S66 Uniform Combined State Law Examination
    2010-02-18
  • S63 Uniform Securities Agent State Law Examination
    1994-09-09
Other Names
  • Tom Prybylo

View on SEC IAPD

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