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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
FL RA APPROVED 2020-03-17
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • FL RA
    APPROVED
    Since 2020-03-17

Branch Locations

340 W. Central Ave., Ste 300, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Inc Winter Haven FL 08/2009 09/2019
Summit Financial Group Inc Winter Haven FL 08/2009 03/2020
Cetera Advisor Networks Llc El Segundo CA 09/2019 02/2020
Lpl Financial Llc Winter Haven FL 02/2020 Present
  • 08/2009 → 09/2019
    Summit Brokerage Services Inc
    Winter Haven, FL
  • 08/2009 → 03/2020
    Summit Financial Group Inc
    Winter Haven, FL
  • 09/2019 → 02/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2020 → Present
    Winter Haven, FL
Previous Registrations
  • 2009-09-21 → 2020-03-16
    Summit Financial Group Inc
    Winter Haven, FL
  • 2008-05-27 → 2009-08-14
    Mutual Service Corporation
    Winter Haven, FL
    Winter Haven, FL
    Winter Haven, FL
  • 2007-01-08 → 2008-05-22
    First Allied Advisory Services, Inc.
    Winter Haven, FL
  • 1995-02-16 → 2007-01-01
    Ffp Advisory Services Inc
    Winter Haven, FL
Other Businesses

1)03/05/2020 - Thomas R Oldt Investment Services, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2020 - 165 hr/mth 2)03/05/2020 - Central Avenue Associates - Real Estate Rental - owner - Winter Haven, FL - start: 11/2004 3)03/05/2020 - Notary - inv rel - state of FL - start: 01/1995 4)03/05/2020 - The Ledger - part time columnist - Lakeland, FL - non-inv rel - 3 hr/mth 5)03/05/2020 - Spirit of Flight, LLC - Business entity for tax/investment purposes - non-inv rel - Winter Haven, FL - start: 01/2007 - 5 hr/mth 6)03/05/2020 - FINRA - Arbitrator - inv rel - New York, NY - start: 11/2009

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-10
  • S63 Uniform Securities Agent State Law Examination
    1995-07-10
Other Names
  • Tom Oldt

View on SEC IAPD

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