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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| FL | RA | APPROVED | 2020-03-17 |
Branch Locations
340 W. Central Ave., Ste 300, Winter Haven, FL 33880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Winter Haven | FL | 08/2009 | 09/2019 |
| Summit Financial Group Inc | Winter Haven | FL | 08/2009 | 03/2020 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2019 | 02/2020 |
| Lpl Financial Llc | Winter Haven | FL | 02/2020 | Present |
1)03/05/2020 - Thomas R Oldt Investment Services, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2020 - 165 hr/mth 2)03/05/2020 - Central Avenue Associates - Real Estate Rental - owner - Winter Haven, FL - start: 11/2004 3)03/05/2020 - Notary - inv rel - state of FL - start: 01/1995 4)03/05/2020 - The Ledger - part time columnist - Lakeland, FL - non-inv rel - 3 hr/mth 5)03/05/2020 - Spirit of Flight, LLC - Business entity for tax/investment purposes - non-inv rel - Winter Haven, FL - start: 01/2007 - 5 hr/mth 6)03/05/2020 - FINRA - Arbitrator - inv rel - New York, NY - start: 11/2009
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-10 |
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