Nancy Elizabeth Lewis-Heliotes

Current Employers

Employment History

• 05/2015 → 01/2017
  Lpl Financial, Llc
  Napa, CA
• 03/2016 → 09/2017
  Cwm, Llc
  Napa, CA
• 01/2017 → 09/2017
  Cetera Advisor Network, Llc
  Napa, CA
• 06/2015 → 09/2017
  Kuhlmann Financial
  Napa, CA
• 09/2017 → 08/2020
  Tri Counties Bank
  Roseville, CA
• 09/2017 → 08/2020
  Raymond James Financial Services, Inc.
  Napa, CA
• 10/2017 → 08/2020
  Raymond James Financial Services Advisors Inc.
  Napa, CA
• 11/2012 → Present
  Rotary International
  Napa, CA
• 07/2011 → Present
  Free Run Wine Company
  Napa, CA
• 10/2020 → Present
  Momentum Independent Network Inc.
  Dallas, TX

Previous Registrations

• 2017-10-02 → 2020-08-18
  Raymond James Financial Services Advisors, Inc
  Chico, CA
  Chico, CA
  Roseville, CA
  Roseville, CA
  Napa, CA
• 2016-03-31 → 2017-09-25
  Cwm, Llc
  Napa, CA
• 2015-06-01 → 2016-03-31
  Strategic Wealth Advisors Group
  Napa, CA
• 2007-05-25 → 2015-06-22
  Citigroup Global Markets Inc.
  Citrus Heights, CA
  Saint Helena, CA
  San Francisco, CA
  Glendale, CA
  Glen Burnie, MD
  San Jose, CA
  San Francisco, CA
  Santa Rosa, CA
  Sonoma, CA
  Sonoma, CA
  San Antonio, TX
  St Helena, CA
  Santa Rosa, CA
  San Francisco, CA
  Sonoma, CA
  Napa, CA
  Santa Rosa, CA
  Napa, CA
  Sonoma, CA
  St. Helena, CA
  Glendale, CA
  San Francisco, CA
  Napa, CA
• 2002-10-03 → 2004-05-20
  Banc Of America Investment Services, Inc.
  Napa, CA

Other Businesses

1) FREE RUN WINE COMPANY. NOT INVESTMENT RELATED. NAPA, CA. PARTNER IN SPOUSE'S WINE BROKERAGE. I am a silent partner in my husbands business, In California a married person may not be a sole owner on a liquor license, so may name must appear and I much qualify to hold the license as my husband does. STARTED: 7/2010. 0 HRS PER MONTH. 2) Name of Business : Planet Blue Water ( not for Profit) AKA Bees For Trees Project; Non-investment related; Address: Napa , CA; Nature of the Business: Board Member/Officer/Director; Position/Title: Board Member/Officer/Director; Investment Related: No; Start Date: 02/01/2011 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: co founder and board member / Treasurer I review project reports from the on site administrator to watch progress of replanting projects and Honey Farm growth as well as the in school education out reach programs ( teaching sustainable living) 3) Name of Business : The Lewis 2005 Trust Address: Napa, CA Nature of the Business: Trustee Position/Title: Sucessor Co-Trustee Investment Related:Yes Start Date: 01/01/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Successor Trustee of Trust 4) Circle Oaks Homes Association; Non-investment related; Napa, CA; 501c(3) homeowners association; President of Fire Prevention Team; started 08/01/2001; 12 hrs/month; 4 hrs/month during business hours. 5) Napa Valley Park and Open Space; Non-investment related; Napa County CA; Guiding Board for Park and Open Space use in the Napa Valley; District 4 Chairperson; Started January 2021; 5 hrs/mo; zero hrs/mo during business hours;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-25
• S63 Uniform Securities Agent State Law Examination
  1994-12-29

Other Names

• Nancy Elizabeth Lewis
• Nancy Heliotes