Kevin Karl Braunschweiger

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-07-07

FL RA
APPROVED

Since 2017-07-07

Branch Locations

1366 N Us Highway 1, Ormond Beach, FL 32174 • United States

Ocala, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Ocala	FL	07/2017	Present
Unemployed	Mayfield Heights	OH	06/2016	07/2017
Thrivent Financial	Appleton	WI	07/2017	10/2017
Thrivent Financial	Appleton	WI	10/2017	Present

07/2017 → Present

Thrivent Investment Management Inc

Ocala, FL
06/2016 → 07/2017

Unemployed

Mayfield Heights, OH
07/2017 → 10/2017

Thrivent Financial

Appleton, WI
10/2017 → Present

Thrivent Financial

Appleton, WI

Previous Registrations

2007-01-31 → 2016-06-09

Eagle Strategies Llc

Seven Hills, OH

Mayfield Heights, OH

Mentor, OH

Mentor, OH
2004-10-19 → 2006-11-06

Thrivent Investment Management Inc.

Mentor, OH

Mentor, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-08

S66 Uniform Combined State Law Examination

2004-10-08

View on SEC IAPD