Lawrence Paul Shields

Current Employers

Employment History

• 06/2009 → 11/2016
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 11/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2017 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*100529 ENTITY TYPE FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LARRY SHIELDS INVESTMENT RELATED: NO ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10011 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 1/3/2012 NUMBER OF HOURS DEVOTED: 300 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELF PUBLISHED FICTIONAL NOVEL WRITING I*4404266 Entity Type: Fiduciary role Name of OBA: L. P S. TTEE M. M. S B. TTEE U/A DTD 05/30/2002 Address: Palm Beach, Florida, 33480 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/15/2026 Number of Hours: 2, Yearly Number of Hours during trading: 1, Yearly Duties: Co-Trustee/Spouse I*4405265 Entity Type: Fiduciary role Name of OBA: L. P S. TTEE M. M. S B. TTEE U/A DTD 08/07/2012 Address: Palm Beach, Florida, 33480 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/15/2026 Number of Hours: 2, Yearly Number of Hours during trading: 1, Yearly Duties: Co-Trustee/Spouse

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-19
• S66 Uniform Combined State Law Examination
  2002-03-27
• S63 Uniform Securities Agent State Law Examination
  1994-10-24

Other Names

• Larry Shields