Gregg Armstrong Abernathy

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1993 → Present
  Walter A Haas School Of Business
  Berkeley, CA
• 09/2008 → Present
  Ubs Financial Services Inc
  San Francisco, CA

Previous Registrations

• 2004-01-12 → 2008-09-24
  Lehman Brothers Inc.
  San Francisco, CA
  New York, NY
  San Francisco, CA
• 2003-08-15 → 2004-01-14
  Banc Of America Investment Services, Inc.
  San Francisco, CA
• 2000-05-25 → 2003-08-20
  Banc Of America Securities Llc
  San Francisco, CA

Other Businesses

ANGIER VINEYARDS / 16700 SPENCER LANE CALISTOGA, CA 94515 / SOLE PROPRIETORSHIP / WINE SALES / LIMITED WINE SALES / START DATE 11/15/2010. 2) Name of business: Gregg Abernathy./ Address: m16700 Spencer Lane Calistoga CA United States 94515./ Investment Related: No./ Nature: Rental Property./ Role: I simply own the property. It will be managed by a third party (WC Lodging)./ Duty: none./ Start Date: 4/1/2024./ Time Required: N/A. 3) S and J M.R Trust, Family trust for estate planning purposesUnited States, I have been nominated to serve as my brother and sister in law's distribution trustee for a new trust they are establishing. As I understand it, my role would be to determine when and how much of the trust's income and principal to distribute to the beneficiaries of the trust, start date-11/7/2024. 4)Austin High School Basketball Boosters,AustinUnited States,Educational Establishment,Booster Club for Boys' basketball program. I would act as treasurer.,TreasurerI would maintain books for the booster club, basically balancing a single checking account on a monthly basis., Start date 5/1/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-10
• S63 Uniform Securities Agent State Law Examination
  1994-09-16