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Michael John Zehnder

Wells Fargo Clearing Services, LLC

Roseville, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-09
CA RA APPROVED 2007-06-18
  • TX RA
    APPROVED
    Since 2018-11-09
  • CA RA
    APPROVED
    Since 2007-06-18

Branch Locations

1512 Eureka Rd Ste 300 [Kc-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roseville CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 Present
Previous Registrations
  • 2005-04-06 → 2007-06-26
    Ifmg Securities, Inc.
    Grass Valley, CA
    Woodland, CA
    Sacramento, CA
    Penn Valley, CA
    Sacramento, CA
    Roseville, CA
    Sacramento, CA
    Auburn, CA
    Fresno, CA
  • 1997-07-08 → 2005-03-17
    A. G. Edwards & Sons, Inc.
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-30
S63 Uniform Securities Agent State Law Examination 1994-09-01
  • S65 Uniform Investment Adviser Law Examination
    2007-08-30
  • S63 Uniform Securities Agent State Law Examination
    1994-09-01

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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