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James Robert Duffy

Pnc Wealth Management LLC

New Boston, MI

Wayne, MI

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-03
  • MI RA
    APPROVED
    Since 2010-09-03

Branch Locations

19049 Huron River Drive, New Boston, MI 48164 • United States

35215 West Michigan Avenue, Wayne, MI 48184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Wayne MI 11/2009 Present
  • 11/2009 → Present
    Pnc Investments
    Wayne, MI
Previous Registrations
  • 2003-07-01 → 2004-09-22
    Comerica Securities
    Redford, MI
Other Businesses

06-1999/ Owner-Landlord / Rental Property250-80 Michigan Ave LLC / Non-investment related / Hours during trading hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-23
S63 Uniform Securities Agent State Law Examination 1995-02-15
  • S65 Uniform Investment Adviser Law Examination
    2001-03-23
  • S63 Uniform Securities Agent State Law Examination
    1995-02-15

View on SEC IAPD

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