Kevin Francis Sullivan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Lpl Financial Llc
  West Hartford, CT
• 09/2016 → 09/2016
  Key Investment Services Llc
  Guilford, CT
• 09/2016 → Present
  Webster Investments
  Essex, CT

Previous Registrations

• 2016-09-21 → 2016-09-22
  Key Investment Services Llc
  Guilford, CT
• 2016-09-21 → 2016-09-21
  Lpl Financial Llc
  Essex, CT
• 2015-05-14 → 2016-09-20
  Lpl Financial Llc
  West Hartford, CT
  Cheshire, CT
  Guilford, CT
  Branford, CT
  Branford, CT
  Madison, CT
  North Branford, CT
  Essex, CT
  Woodbridge, CT
  Seymour, CT
• 2014-06-19 → 2015-05-14
  Northstar Wealth Partners Llc
  West Hartford, CT
• 2003-10-06 → 2014-05-28
  Wells Fargo Clearing Services, Llc
  Northford, CT
  East Haven, CT
  North Haven, CT
  Branford, CT
  Branford, CT
  Melville, NY
• 1996-06-18 → 2003-10-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT

Other Businesses

(1) 1/18/2017: Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Started 09/16/2016 - 200 Hours Per Month/38 Hours During Securities Trading. (2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-06
• S63 Uniform Securities Agent State Law Examination
  1996-05-21