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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-19 |
| NJ | RA | APPROVED | 2023-01-31 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2001-09-06 |
Branch Locations
2107 Route 34 Suite 102, Wall, NJ 07719 • United States
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 07/1995 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-30 |
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