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Elizabeth Brumbaugh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Albany, NY

N. Plainfield, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-23
NJ RA APPROVED 2014-06-18
  • TX RA
    APPROVED_RES
    Since 2014-07-23
  • NJ RA
    APPROVED
    Since 2014-06-18

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

69 State St, Albany, NY 12207 • United States

N. Plainfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 06/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-09
S63 Uniform Securities Agent State Law Examination 2000-10-14
  • S66 Uniform Combined State Law Examination
    2009-03-09
  • S63 Uniform Securities Agent State Law Examination
    2000-10-14
Other Names
  • Elizabeth Artemis Criaris
  • Elizabeth Artemis Brumbaugh
  • Elizabeth A. Criaris

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ
ROBERT W. BAIRD & CO. INCORPORATED · Florham Park, NJ

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