Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Bethesda | MD | 02/2011 | 03/2021 |
| Malloy Advisors, Llc | Exton | PA | 05/2015 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Doylestown | PA | 05/2025 | Present |
1. 05/2025- WEC Properties, LLC- Real Estate Rental- INV Related- At Exton, PA, Start date 12/01/2004- 1 Hour Per Month 2. 05/2025- Malloy Advisors, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/01/2015- 80 Hours Per Month- 40 Hours During Trading 3. 05/2025- BKWEC, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2022- 10 Hours Per Month 4. 05/2025- Christopher L. Huber- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/01/1994- 15 Hours Per Month- 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-29 |
Reach out to this advisor