Shannon M Chavez

Current Employers

Employment History

• 05/2015 → Present
  City National Securities, Inc.
  Los Angeles, CA

Previous Registrations

• 2014-04-24 → 2015-04-13
  Rbc Securities, Inc
  Los Angeles, CA
  Los Angeles, CA
• 2012-01-23 → 2012-10-29
  Crowell, Weedon & Co.
  Los Angeles, CA

Other Businesses

(1) NAME OF BUSINESS-Rental property; INVESTMENT RELATED-No; BUSINESS ADDRESS-78390 Singing Palms Dr, La Quinta, CA 92253; NATURE OF BUSINESS-Short-term vacation rental home located in La Quinta CA. The home is owned by my wife and I, and it is listed on Airbnb and VRBO. The home is also occasionally used as a vacation home for my family; POSITION-Owner; START DATE-01/01/2020; HOURS PER MONTH-10; HOURS DURING TRADING-0; DUTIES-Review bookings, co-manage the listing (prices, pictures etc.) (2) The name of the other business - Bird Brain Products LLC Whether the business is investment-related; No the address of the other business - 432 S. Charvers Ave. West Covina CA 91791 The nature of the other business - E-commerce; Online marketplace through Walmart approved store. Your position - Partner - Member of LLC along with my wife Andrea. Title, or relationship with the other business - 50/50 ownership with wife. The start date of your relationship - 8/30/16 The approximate number of hours/month you devote to the other business - 2 The number of hours you devote to the other business during securities trading hours - 0 Briefly describe your duties relating to the other business - My wife Andrea will be handling the day-to-day activities. I will act as a backup on an as-needed basis. (3) NAME: Bird Brain Smokies LLC Non-Investment related ADDRESS: 432 S. Charvers Ave. West Covina CA 91791 Nature of OBA: Holding company for real estate investment property Position/Role/Title: Other; Managing Member Start Date: 09/13/22 Time Devoted: 5 hours per month; 0 during securities trading hours Duties: Assist with Bookkeeping; guest screening; pricing

Exams

• S66 Uniform Combined State Law Examination
  2011-10-05