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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
6061 N. Fresno Street Suite 104, Fresno, CA 93710 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2000 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2000 | Present |
1. OUTSIDE FIXED BUSINESS. 2. GEM ENTERPRISES, OWNER, OPERATOR, BUY AND RESELL ANTIQUES AND COLLECTIBLES. 3. TRUSTEE FOR IMMEDIATE FAMILY MEMBER TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-10 |
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