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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-19
MI RA APPROVED 2010-06-18
  • TX RA
    APPROVED
    Since 2013-02-19
  • MI RA
    APPROVED
    Since 2010-06-18

Branch Locations

6300 Fulton St E, Ada, MI 49301-9038 • United States

Ada, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ada MI 09/2005 03/2020
Ameriprise Financial Services, Llc Ada MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 6300 Fulton St E, Ada, MI. 49301, ,; ; 07/01/2012. Business Ownership; The Frattallone Freedom Group, LLC; ; It is simply an LLC to hold my new commercial real estate.; 6300 Fulton St E, Ada, MI. 49301, ,; ; 06/13/2012; 1 to 9 hours per month; / Frattallone Gertz Properties, LLC; None; Currently no properties in the LLC.; 5970 Treehill Lane NE, , Ada, MI, 49301; Not Investment-Related; 05/01/2005; 0 hours per month; 0 during trading hours / Toy House LLC; Owner; Real Estate; 2057 E 72nd St, , Newago, MI, 49337; Not Investment-Related; 07/27/2026; 0 hours per month; 0 during trading hours. Other Business Activities; Treasurer - Fulton Woods Corporate Park Association; There are 5 members of the condo association that my office building is located in. I have been selected as treasurer. We will have a checking account only for collecting dues and paying association bills. I will not be paid to do this. I will not have any special authority.; 6300 Fulton St E, , Ada, MI, 49301; Investment-Related; 10/01/2020; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-10-05
  • S63 Uniform Securities Agent State Law Examination
    1994-10-05
Designations

View on SEC IAPD

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