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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-12-04
  • NJ RA
    APPROVED
    Since 2024-12-04

Branch Locations

200 Campus Drive Ste 170, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Florham Park NJ 07/2013 11/2016
Wells Fargo Clearing Services, Llc Florham Park NJ 11/2016 06/2020
Stifel, Nicolaus & Company, Incorporated(793) Hackensack NJ 06/2020 04/2024
R.W. Baird Florham Park NJ 07/2024 Present
  • 07/2013 → 11/2016
    Wells Fargo Advisors Llc
    Florham Park, NJ
  • 11/2016 → 06/2020
    Florham Park, NJ
  • 06/2020 → 04/2024
    Stifel, Nicolaus & Company, Incorporated(793)
    Hackensack, NJ
  • 07/2024 → Present
    R.W. Baird
    Florham Park, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-03
S63 Uniform Securities Agent State Law Examination 2001-09-15
  • S66 Uniform Combined State Law Examination
    2024-12-03
  • S63 Uniform Securities Agent State Law Examination
    2001-09-15

View on SEC IAPD

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