Lil Minton Mercer

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 03/2017
  Irongate Partners
  Wilmington, NC
• 07/2012 → 10/2016
  Capital Investment Group, Inc.
  Raleigh, NC
• 10/2016 → 10/2022
  Hightower Securities, Llc
  Wilmington, NC
• 10/2016 → 10/2022
  Hightower Advisors, Llc
  Wilmington, NC
• 10/2022 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 10/2022 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2016-10-28 → 2022-10-28
  Hightower Advisors, Llc
  Wilmington, NC
• 2011-01-25 → 2017-03-21
  Irongate Partners, Inc.
  Wilmington, NC
• 2008-10-02 → 2010-12-22
  Lpl Financial Llc
  Wilmington, NC
  Wilmington, NC
• 2006-10-13 → 2008-10-03
  Raymond James Financial Services, Inc.
  Wilmington, NC
  Lexington, NC
• 2003-01-17 → 2006-09-05
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2002-11-11
  Cetera Wealth Services, Llc
  Charlotte, NC

Other Businesses

1. REAL ESTATE BROKER'S LICENSE. NOT INVESTMENT RELATED. REFERRALS ONLY - NO LISTINGS/SHOWINGS. 1 HR/WK, 1 HR DURING TRADING 2. Rental Property; Investment-Related: No; Private Residence; Landlord ; Start;10/1/2019 ; Hours/Month:1 ; Hours during Market Hours: 1; Duties: Rent a private home.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-30
• S63 Uniform Securities Agent State Law Examination
  1994-09-08

Other Names

• Lillie Mercer
• Lil Minton Mercer
• Lillie Minton Mercer