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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-18
  • PA RA
    APPROVED
    Since 2025-07-18

Branch Locations

1251 Waterfront Place, Suite 525,, Pittsburgh, PA 15222 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axios Advisory Group Ltd. Wexford PA 01/2004 07/2025
Pensionmark Financial Group, Llc Dba/ Axios Advisory Group Santa Barbara CA 09/2015 07/2025
Capfinancial Securities Raliegh NC 09/2015 09/2017
Pensionmark Securities, Llc Wexford PA 09/2017 07/2025
Newedge Advisors New Orleans LA 07/2025 Present
American Pension Benefits Wexford PA 12/1994 07/2025
Newedge Securities Llc Pittsburgh PA 07/2025 Present
  • 01/2004 → 07/2025
    Axios Advisory Group Ltd.
    Wexford, PA
  • 09/2015 → 07/2025
    Pensionmark Financial Group, Llc Dba/ Axios Advisory Group
    Santa Barbara, CA
  • 09/2015 → 09/2017
    Capfinancial Securities
    Raliegh, NC
  • 09/2017 → 07/2025
    Pensionmark Securities, Llc
    Wexford, PA
  • 07/2025 → Present
    New Orleans, LA
  • 12/1994 → 07/2025
    American Pension Benefits
    Wexford, PA
  • 07/2025 → Present
    Newedge Securities Llc
    Pittsburgh, PA
Previous Registrations
Other Businesses

(1) AMERICAN PENSION BENEFITS; NON-INVESTMENT RELATED; 115 VIP DR, SUITE 120, WEXFORD, PA 15090; RETIREMENT PLAN ADMINISTRATION (TPA); Principal; 01/01/2023; 80 HRS MONTH; 80 HRS DURING TRADING HOURS; RUN THE OPERATIONS OF THE COMPANY, INCLUDING ALL DAY TO DAY OPERATIONS, MARKETING AND SALES. (2) AXIOS ADVISORY GROUP, LTD; INVESTMENT RELATED; 115 VIP DR, SUITE 120, WEXFORD, PA 15090; NON VARIABLE INSURANCE AND INVESTMENT ADVISORY; MANAGING DIRECTOR/AGENT; 12/1994; 50 HRS MONTH; 50 HRS MONTH; CLIENT ADVISORY AND SELLING NON VARIABLE INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-08
S63 Uniform Securities Agent State Law Examination 2004-07-27
  • S65 Uniform Investment Adviser Law Examination
    2007-11-08
  • S63 Uniform Securities Agent State Law Examination
    2004-07-27

View on SEC IAPD

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