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Jonathan Edward Brochstein

Weston Wealth Advisors, LLC

Westport, CT

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Current Employers
Weston Wealth Advisors, Llc

Westport, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-14
LA RA APPROVED 2023-03-20
NY RA APPROVED 2021-05-09
CT RA APPROVED 2011-08-02
  • CA RA
    APPROVED
    Since 2025-12-14
  • LA RA
    APPROVED
    Since 2023-03-20
  • NY RA
    APPROVED
    Since 2021-05-09
  • CT RA
    APPROVED
    Since 2011-08-02

Branch Locations

Westport, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weston Wealth Advisors Llc Westport CT 06/2011 Present
Previous Registrations
  • 2005-01-12 → 2011-08-12
    Investors Capital Corp.
    Guilford, CT
    Westport, CT
    Lynnfield, MA
    Rocky Hill, CT
  • 2003-09-02 → 2004-12-31
    Eastern Point Advisors Inc.
    Westport, CT
  • 2002-11-21 → 2003-08-25
    Signator Investors, Inc.
    Fairfield, CT
Other Businesses

DBA WESTON WEALTH STRATEGIES LLC. 1465 POST ROAD EAST WESTPORT CT 06880.**** WESTON WEALTH STRATEGIES. 1465 POST ROAD EAST. WESTPORT, CT 06880. INSURANCE SALES. TITLE: PRINCIPAL. START DATE: 08/2002. HRS/MONTH: 1. HRS/TRADING: 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-16
S63 Uniform Securities Agent State Law Examination 1995-01-20
  • S65 Uniform Investment Adviser Law Examination
    1999-08-16
  • S63 Uniform Securities Agent State Law Examination
    1995-01-20
Other Names
  • Jonathan E Brochstein

View on SEC IAPD

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