Sally Ann Hawk

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → Present
  Sally A. Hawk
  Flint, MI
• 05/2002 → 06/2023
  Fsc Securities Corporation
  Troy, MI
• 01/1997 → 06/2023
  Gordon Advisors
  Troy, MI
• 07/1994 → 06/2023
  Sally A. Hawk
  Troy, MI
• 05/2002 → Present
  Gordon Financial Advisory Services
  Troy, MI
• 06/2023 → Present
  Lpl Financial Llc
  Troy, MI

Previous Registrations

• 2010-10-14 → 2023-07-13
  Gordon Financial Advisory Services, Llc
  Troy, MI

Other Businesses

1) 6/2/2023- Sally A Hawk- Tax Prep/Accounting/CPA- owner- Inv. Related- Holly, MI - start date 1/1/1996- 40hrs/mth 2) 6/2/2023- Gordon Financial Advisor Services- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)- start date 9/1/2002- 160hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2010-08-16
• S63 Uniform Securities Agent State Law Examination
  1994-08-15

Other Names

• Sally Millen
• Sally A Harkness