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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-05 |
| CA | RA | APPROVED | 2025-06-05 |
| NV | RA | APPROVED | 2025-06-05 |
| OH | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ecowristwest | Camarillo | CA | 09/2011 | 06/2021 |
| Western International Securities, Inc. | Pasadena | CA | 12/2013 | 06/2025 |
| Lpl Financial Llc | Westlake Village | CA | 06/2025 | Present |
1- 06/2025 - Tim Gandy Wealth Management Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/04/2021 - 160 hours per month/ during trading 2- 06/2025 - Giving Sucks - The Prosperity Vacuum - Author - Not Investment Related - Cincinnati, OH - Start Date 01/04/2016 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-09 |
| S65 | Uniform Investment Adviser Law Examination | 1994-11-09 |
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