Kevin L Peters

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-18
TX	RA	APPROVED_RES	2016-01-14

NY RA
APPROVED

Since 2021-05-18
TX RA
APPROVED_RES

Since 2016-01-14

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	06/2005	06/2020
Equitable Advisors, Llc	New York	NY	06/2005	Present

06/2005 → 06/2020

Axa Advisors, Llc

New York, NY
06/2005 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

1999-01-13 → 2005-06-01

Mony Securities Corporation

Uniondale, NY

Other Businesses

OTHER INSURANCE, FP is involved in the following activities- Fixed Life, Term Life, Whole Life, Universal Life, Disability, Health only - No fixed annuities Rental Property, JE Irasquin Blvd 242, apt 6, Eagle beach, Aruba, property owner, 7/2015, speak with property administration 1 hr. per mos. FP is a 22% owner of Equinox Financial Partners DBA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-22
S63	Uniform Securities Agent State Law Examination	1994-11-04

S65 Uniform Investment Adviser Law Examination

1999-12-22
S63 Uniform Securities Agent State Law Examination

1994-11-04

View on SEC IAPD