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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2020-06-12 |
| TX | RA | APPROVED_RES | 2020-04-23 |
| CA | RA | APPROVED | 2017-10-18 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
5390 Kietzke Lane Suite 200, Reno, NV 89511 • United States
Reno, NV • United States
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Walnut Creek | CA | 11/2003 | 10/2017 |
| Morgan Stanley | Reno | NV | 10/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2017 | Present |
2. BMK; Investment related; Property Management; Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 1995; During business hours: 0; After business hours: 0 *560414 - Soquel LLC; Investment related: Yes; Reno, Nevada; Automotive/Transportation; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2023; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-09 |
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