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Long Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 05/2007 | 01/2023 |
| Hilltop Securities | Dallas | TX | 01/2023 | 04/2026 |
| Carnegie Wealth Management Llc | La Canada | CA | 04/2026 | Present |
| Horton Group Inc. | Studio City | CA | 05/2026 | Present |
McConnell's Fine Ice Cream, non-investment related. 15209 Palisades Village Ln, Pacific Palisades, CA 90272. Passive Limited Partner Member, with no involvement in the management or policies of the company. Start Date: 2018 Hamilton Grant LLC, investment related. 26963 Alsace Dr. Calabasas, CA 91302. Passive Limited Partner Member, with no involvement in the management or policies of the firm. Start Date 2022. The Horton Group, independent third-party recruiting agency, approximately forty hours per month, focusing on the placement of financial professionals with broker/dealers and investment advisers. Start Date: May 2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-20 |
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