Thomas Michael O'COnnell

Employer firm

Hg Wealth Partners LLC CRD 330906

$9.54M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 01/2023
  Western International Securities, Inc.
  Pasadena, CA
• 01/2023 → 04/2026
  Hilltop Securities
  Dallas, TX
• 04/2026 → Present
  Carnegie Wealth Management Llc
  La Canada, CA
• 05/2026 → Present
  Horton Group Inc.
  Studio City, CA

Previous Registrations

• 2023-01-19 → 2026-05-22
  Hilltop Securities Inc.
  Sherman Oaks, CA
• 2026-04-27 → 2026-05-12
  Carnegie Wealth Management Llc
  La Canada, CA
• 2011-03-18 → 2023-01-10
  Western International Securities, Inc.
  Pasadena, CA
  Pasadena, CA

Other Businesses

McConnell's Fine Ice Cream, non-investment related. 15209 Palisades Village Ln, Pacific Palisades, CA 90272. Passive Limited Partner Member, with no involvement in the management or policies of the company. Start Date: 2018 Hamilton Grant LLC, investment related. 26963 Alsace Dr. Calabasas, CA 91302. Passive Limited Partner Member, with no involvement in the management or policies of the firm. Start Date 2022. The Horton Group, independent third-party recruiting agency, approximately forty hours per month, focusing on the placement of financial professionals with broker/dealers and investment advisers. Start Date: May 2026

Exams

• S66 Uniform Combined State Law Examination
  2011-03-17
• S63 Uniform Securities Agent State Law Examination
  1995-04-20

Other Names

• Tom O'COnnell
• Thomas M. O'COnnell
• Thomas Michael O'COnnell
• Thomas Michael Oconnell