Richard Ray Miller

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-04
CT	RA	APPROVED	2014-11-18
TX	RA	APPROVED_RES	2006-10-03

FL RA
APPROVED

Since 2024-01-04
CT RA
APPROVED

Since 2014-11-18
TX RA
APPROVED_RES

Since 2006-10-03

Branch Locations

36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States

2 Corporate Dr Ste 743, Shelton, CT 06484 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Wellesley	MA	09/2005	03/2020
Ameriprise Financial Services, Llc	Wellesley	MA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Wellesley, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Wellesley, MA

Other Businesses

Real Estate Ownership; Single Family; 34-1 Winter Street, Cambridge, Ma. 02141, , Cambridge, MA, 02141; Not Investment-Related; 05/27/2005 / Single Family; 45 West 3rd Street, Apt 327, Boson, MA, 02127; Not Investment-Related; 11/01/2023 / Single Family; 15155 Bluffton Lane #524, , Punta Gorda, FL, 33982; Investment-Related; 11/04/2025 / Single Family; 44481 Mesquite Lane, , Punta Gorda, FL, 33982; Investment-Related; 01/01/2026. Independent Insurance Brokering; John Hancock; 01/08/2009; Long Term Care / Unum; 01/01/2008; Group, Term Life, Long Term Care, Disability Income / Genworth; 03/07/2008; Long Term Care, Term Life. Business Ownership; Array Services, LLC; Own and administer; Consulting; 36 Washington St, STE 140, Wellesley, MA, 02481; Investment-Related; 01/06/2010; 40 to 59 hours per month; 40 to 59 during trading hours / Array Tax Services; Owner; Tax Preparation; 36 Washington St, STE 140, Wellesley, MA, 02481; Not Investment-Related; 01/01/2019; 10 to 19 hours per month; 1 to 9 during trading hours / Array Real Estate LLC; Owner; Real Estate; 65 Tyler Road, , Weston, MA, 02493; Not Investment-Related; 07/23/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Array Services, LLC; Owner; Manage advisory business; 36 Washington St, STE 140, Wellesley, MA, 02481; Investment-Related; 01/01/2015; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-11-04

S63 Uniform Securities Agent State Law Examination

1994-11-04

Designations

Other Names

Rick Miller
Richard Miller

View on SEC IAPD