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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-11-09
CA RA APPROVED 2005-03-30
  • TX RA
    APPROVED
    Since 2011-11-09
  • CA RA
    APPROVED
    Since 2005-03-30

Branch Locations

3017 Douglas, Roseville, CA 95661 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Aw Securities Sacramento CA 01/2008 Present
Allworth Financial Sacramento CA 02/2005 Present
  • 01/2008 → Present
    Aw Securities
    Sacramento, CA
  • 02/2005 → Present
    Allworth Financial
    Sacramento, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-27
S63 Uniform Securities Agent State Law Examination 1994-10-13
  • S65 Uniform Investment Adviser Law Examination
    1994-10-27
  • S63 Uniform Securities Agent State Law Examination
    1994-10-13
Designations
Other Names
  • Barbara Healy
  • Barbara Healy-Marans

View on SEC IAPD

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