Daniel C Brienza

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 11/2009 → Present
  Bank Of America,Na
  Charlotte, NC

Other Businesses

I*105512 For profit or not for profit: For-Profit Organization Name of outside business organization: Wake Forest University: Z Smith Reynolds Library Investment related: N Address of business: Winston Salem, North Carolina 27109 Nature of business: Other,Private University Library Position, title, association: Committee Member, Start date of relationship: 42856 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Z. Smith Reynolds Library Council of Advocates identifies and develops new volunteer leadership to advocate for priorities of the Library at Wake Forest University.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-03
• S63 Uniform Securities Agent State Law Examination
  1994-11-18

Other Names

• Dan Brienza
• Dan Brienza