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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1998-12-11 |
| MD | RA | APPROVED | 1994-11-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 08/1994 | Present |
| Bank Of America, N.A. | Baltimore | MD | 06/2011 | Present |
I*34168FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: EAST COLLEGE AVENUE LLCINVESTMENT RELATED: NADDRESS OF BUSINESS: 1049 SHORE ACRES ROAD, ARNOLD, MARYLAND 21012NATURE OF BUSINESS: OTHER,LLCPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 0001-01-01NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CO OWNER WITH MY WIFE I*3113277 Entity Type: N/A Name of OBA:C.M. Address:Arnold Maryland Investment Related:No Position, Title, Association:Power of Attorney Start Date:10/31/2025 No Hours: 1 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-21 |
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