Sarah Margaret Loe

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2016
  Wells Fargo Advisors Llc
  Denver, CO
• 11/2016 → 03/2021
  Wells Fargo Clearing Services, Llc
  Denver, CO
• 03/2021 → Present
  Robert W Baird & Co Inc
  Scottsdale, AZ

Previous Registrations

• 2014-09-11 → 2021-03-15
  Wells Fargo Clearing Services, Llc
  Denver, CO
  Scottsdale, AZ
• 2011-01-03 → 2013-07-22
  Wells Fargo Clearing Services, Llc
  Highlands Ranch, CO
  Greenwood Village, CO
  Littleton, CO
  Centennial, CO
• 2008-10-20 → 2011-01-03
  Wells Fargo Investments, Llc
  Lone Tree, CO
  Littleton, CO
  Littleton, CO
• 2006-06-30 → 2007-11-02
  Equitable Advisors, Llc
  Lakewood, CO
  Denver, CO

Exams

• S66 Uniform Combined State Law Examination
  2006-06-27

Other Names

• Sarah Brosseau
• Maggie Loe
• Maggie Brosseau
• Sarah Loe
• Sarah M Loe