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John D. Race

Morgan Stanley

New Orleans, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-28
LA RA APPROVED 2020-06-12
  • TX RA
    APPROVED
    Since 2020-08-28
  • LA RA
    APPROVED
    Since 2020-06-12

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coker & Palmer, Inc. New Orleans LA 05/2015 06/2020
Morgan Stanley Smith Barney Llc New Orleans LA 06/2020 Present
Morgan Stanley Private Bank, N.A. New York NY 06/2020 Present
  • 05/2015 → 06/2020
    Coker & Palmer, Inc.
    New Orleans, LA
  • 06/2020 → Present
    Morgan Stanley Smith Barney Llc
    New Orleans, LA
  • 06/2020 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-12
S63 Uniform Securities Agent State Law Examination 2007-10-01
  • S65 Uniform Investment Adviser Law Examination
    2020-06-12
  • S63 Uniform Securities Agent State Law Examination
    2007-10-01
Other Names
  • John Race

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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